Making the decision to work with a new broker dealer or registered investment advisor isn’t done without serious consideration. Our goal at Brokers Financial is to work through the processes with you. We are only as strong as the representatives who call us their financial partner.
Here are areas that may interest you when considering a transition. If you ever have any questions, or want to learn more, call us at 877.886.1939.
Ways to Partner with Brokers Financial
- FINRA Registered Representative
- Dually Registered Representative and an Investment Advisor Representative
- Investment Advisor Representative Only
Fee Structures and Payouts
You can take advantage of our low fee structure. You can also take advantage of generous, weekly payouts that range from 70 to 92 percent.
Freedom and Independence
It’s your business, run it. You have the freedom to choose from a wide variety of products to help meet your clients’ individual needs.
Case and Sales Support
You get access to a dedicated team, with years of experience, to help support your business. We utilize Pershing, LLC as our clearinghouse; TD Ameritrade and Pershing, LLC provide custodial services for our advisory business.
Dedicated Transition Support
You can also take advantage of our step-by-step on-boarding program to help you work through the transition details. As you are transitioning your business, you will have a personal transition specialist to help you with the move to Brokers Financial.
We will help take care of everything from the back office paperwork to portfolio management.
Contact Andy Osby by email or call him at (877) 886-1939 to receive a detailed transition plan.